SPEC Kit 293: External Review for Promotion and Tenure (August 2006)
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External Review for Promotion and Tenure · 11 Executive Summary Introduction According to data collected in 2000, librarians at 41 of the 111 reporting academic ARL member librar- ies (37%) are in tenure track positions librarians are eligible for a comparable continuing appointment at another 23 academic libraries (21%). In addition, data collected as part of the ARL annual salary sur- vey shows that all but eight academic libraries have a multi-tier ranking system for librarians. This is a clear indication that there is an evaluation process in place for librarian promotion and tenure or other continuing appointment at most ARL libraries. When a librarian becomes eligible for promo- tion to the next rank or for permanent appointment many institutions require external reviews of the candidate by peers at other institutions. These re- views become an important part of the evaluation of a librarian’s potential for ongoing contributions to the position and the profession. A literature search reveals that little has been written about the external review process for li- brarians seeking promotion or continuing appoint- ment. Bradigan and Mularski (1996) conducted a study of criteria used by library administrators to evaluate candidate publications for promotion and tenure and discovered that solicited external assess- ments were key to their evaluations. Leyson and Black (1998) surveyed Carnegie research institu- tions on whether they required peer review of fac- ulty. Their study focused primarily on peer review within an institution and mentioned that review by external peers was an important part of the review. Expanding the search to higher education literature, a few additional articles rise to the surface that spe- cifically address external review procedures used to evaluate English (Poston, 1984), nursing school (Reilly, Carlisle, Mikan and Goldsmith, 1996), po- litical science (Schlozman, 1998), and accounting faculty (Schwartz and Schroeder, 1997). Although these articles provide some information that may be applicable to external review of library faculty, nothing in library literature specifically addresses procedures used in academic libraries to conduct external reviews of candidates for promotion and tenure. The authors of this survey have performed a number of external reviews and have experienced a wide variety of procedures and policies from the requesting libraries. For example, the contents of candidates’ portfolios have varied greatly. Some have contained only publications. Others have included a wide variety of material demonstrat- ing work in service and job performance. One included the performance evaluations of the can- didate. Some portfolios included the institutions’ standards others did not. The instructions to the reviewers have also varied. Some institutions in- structed the reviewer to evaluate the quality of the candidate’s work based on the included standards. Some asked the reviewer to evaluate the candidate