SPEC Kit 314: Processing Decisions for Manuscripts & Archives (November 2009)
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138 · Representative Documents: Processing Procedures Manuals University of California, Irvine Archival Processing Manual Michelle Light Page 1 UNIVERSITY OF CALIFORNIA, IRVINE Special Collections and Archives Archival Processing Manual Page I. INTRODUCTION ........................................................................................................5 II. BASIC ARCHIVAL PRINCIPLES ............................................................................5 A. ARCHIVAL MATERIALS AND COLLECTIONS.......................................................................5 B. PROVENANCE...................................................................................................................5 C. ORIGINAL ORDER ............................................................................................................6 D. LEVELS OF CONTROL .......................................................................................................7 1. Arrangement ...............................................................................................................7 2. Description..................................................................................................................8 III. WORKFLOW ...............................................................................................................9 IV. PLANNING .................................................................................................................10 A. BACKGROUND RESEARCH ..............................................................................................10 B. SURVEYING THE COLLECTION ........................................................................................11 C. PROCESSING PLANS........................................................................................................12 D. HOW MUCH WORK TO PERFORM? ...................................................................................14 E. HOW LONG SHOULD PROCESSING TAKE? ........................................................................14 V. ARRANGEMENT ......................................................................................................15 A. ORGANIZATION..............................................................................................................15 1. Record group level....................................................................................................15 2. Collection level .........................................................................................................15 3. Accession level..........................................................................................................16 4. Series level ................................................................................................................16 a. General considerations .............................................................................................................16 b. Series based on a common characteristic ................................................................................17 c. Series based on a common organizing principle .....................................................................18 d. Series emerging from a common function or activity.............................................................. 19 e. Series emerging from a common source or origin ..................................................................24 f. Sequence of series .....................................................................................................................26 g. No series? ..................................................................................................................................26 5. Below the series level................................................................................................27 a. General considerations .............................................................................................................27 b. Subseries.................................................................................................................................... 30 c. Filing unit.................................................................................................................................. 30 d. Items........................................................................................................................................... 31 B. HOUSING &HANDLING..................................................................................................32